## Networks, Geometry and Clustering

Clustering is a vital tool when handling data making it a central part of data science. By grouping similar objects together, it helps us find what we are looking for. I don’t go to a bakery to find a book. Clustering is part of a wider idea in science as we are always faced with thousands of potential or actual measurements but we need to focus on the few which are relevant to the process we are trying to understand. I do not need to know the nuclear properties of the constituents of a gas to understand its properties, while measuring temperature, pressure and volume do throw a lot of light on that problem. In whatever branch of science we are working in, we are always trying to reduce the dimensionality of our data, to use the language of statistics and data analysis.

Many of the techniques we use will need a measure of distance and it is most natural to call upon the everyday distance as defined by any ruler – formally the Euclidean distances d where for example d^{2} = x^{2} + y^{2} + z^{2} for the distance between the origin and a point at (x,y,z) in 3-dimensions.

However, what if time is present? Time is very different from space. Mathematically it leads to new types of geometry for space-times, Lorentzian rather than Euclidean. The simplest example is the Minkowski space-time used for studying special relativity. James Clough and I have been using Minkowski space as part of our study of networks which have a sense of time built into them - Directed Acyclic Graphs (see my blog on Time Constrained Networks for instance). Essentially these networks have a time associated with each vertex and then any edges present always point in one direction in time, say from the more recent vertex to an older one. Typically the time is a real physical time but for these types of network one can always construct an effective if artificial time coordinate.

There are many types of data with a directed acyclic graph structure. Citation networks are excellent examples and we will use them to illustrate our ideas in the rest of this article. Each node in a citation network is a document. The edges represent the entries in the bibliography of one document which always reference older documents - our arrow of time. We have worked with several different types of citation network: academic paper networks based on sections of the arXiv paper repository, US Supreme court judgements, and patents. My blog on citation network modelling gives some more background and how I think about citation networks in general.

Combining these two concepts James Clough and I have adapted a well known clustering method, MDS (Multidimensional scaling), so that it works for directed acyclic graphs (Clough and Evans 2016b). Traditional MDS is usually applied to data sets where you have a matrix of distances between each object. For a network, this would usually be the length of the shortest path between each node. MDS then assumes that these objects/nodes are embedded in a Euclidean space and suggests the best set of coordinates for the objects in that space. Clustering can then be performed by looking at which points are close together in this space. We found a way to take account of the fact that two papers on exactly the same topic can be published at the same time in different places. They are clearly ‘close’ together in any common sense definition of close yet there is no direct connection through their citation network. Our method will show that these papers are similar just from the pattern of their citations. Indeed the text could be fairly different (perhaps with two documents on networks, one uses the terms node, link, network while the second uses vertex, edge, graph for the same concepts) but the way these two documents are used by others later, or the way the to documents were based on the same material, indicates they are likely to be working on the same ideas.

Once you have the coordinates of each document in the citation network there are many other standard geometric tools you can use to do other jobs. For instance to recommend similar papers to one you are reading, you just look for other documents close in a geometric sense given the coordinates we have calculated. In the figure we show the top two hundred papers from the first decade of the hep-th part of the arXiv paper repository (this is dominated by string theory). The visualisation uses coordinates found using our Lorentzian MDS technique.

Our work with Minkowski space fits into broader programme of looking at networks in terms of the geometry of different types of space, what I call *Netometry* (Networks + Geometry, or perhaps *Neteometry* is better), as exemplified by Krioukov et al 2009. For instance, a good indication that a low dimensional Minkowski space might be a good representation of many citation networks came from our measurements of dimension (Clough and Evans 2016a).

**Bibliography**

Clough, J.R. & Evans, T.S., 2016a. What is the dimension of citation space? Physica A (in press) 2016. [ DOI 10.1016/j.physa.2015.12.053

arXiv:1408.1274 ]

Clough, J.R. & Evans, T.S., 2016b. Embedding graphs in Lorentzian spacetime, arXiv:1602.03103

Krioukov, D., Papadopoulos, F., Kitsak, M., Vahdat, A. and Boguna, M. 2010. Hyperbolic geometry of complex networks. Phys. Rev. E, 82 [ arXiv:1006.5169 ]

## Time Constrained Networks

One of the key features of complex networks is that they capture interactions which have no limitations. In most electronic systems, be they Facebook, emails or web pages, we can make connections across the world with little if any cost.

However what if there are constraints on the links made in a network? Surely we should change the way we study networks if space, time or some other constraint is having a significant effect on the formation or use of the network. This has been a major interest of mine over the last few years. Space is one obvious limitation as in some cases long distance are less likely to be made. There has been a lot of work in this area over many decades but I will leave this constraint for another blog.

It is only more recently that the role of time in networks has began to receive more attention. A lot of this recent interest in how to deal with networks where the connections, are made at one time. That is because most communication networks, emails, phone calls and so forth, are of this type. The recent review by Holmes and Saramäki (2012) is such temporal edge networks.

Yet networks are made of two parts: vertices and edges. My recent work has focussed on the case where it is the vertices, not the edges, which are created at a definite time. In such *temporal vertex networks*, causality forces the interactions between nodes to always point in one direction. For example consider a citation network formed by academic papers. The nodes in our network are the academic papers and the links are formed by their bibliographies. So if paper A refers to another paper B then we can be (almost) sure that A was written after B. Information can therefore flow only from B to A. In fact any set of documents can only refer to older ones such networks are common. In law, judges refer to previous judgments to support their arguments. When registering a patent, *prior art* needs to be cited, that is other previously granted work which may have some relevance to the current claim.

The same types of structure occur in several other situations. Any situation where there is a logical flow has the same causal structure. If we have a project where the nodes represent individual tasks then an edge from task S to task T could represent the fact that task T requires task S to have been completed before task T is started. This has been the focus of work on temporal vertex networks in computer science. The logical flow of a mathematical argument or an excel spreadsheet show the same properties. These networks define what is called a *partially ordered set* or *poset* and it is under this title that you find relevant work coming from mathematicians. A final example comes from the Causal Sets approach to quantum gravity (see Dowker 2006 for a review). Here space-time is discrete not continuous, and these discrete points are the nodes of the network. The nodes are connected by edges only if they are causally connected and causality again gives these a common direction.

All of these temporal vertex networks have a key property. That is they contain no loops if you always follow the direction on the edges. You can not go backwards in time. Thus the traditional name for such a network is a *directed acyclic networks *or *DAG* for short.

So the question is how can we adapt traditional network measures to deal with the fact that these networks, DAGs, are constrained by causality? Are there new measures we should employ which give more insights to such networks?

I’ve been looking at these problems with several students (undergraduates in their final year projects and some MSc students), one of whom, James Clough, is now working for his PhD on this topic.

Paths in networks are always important. However one feature of a DAG we have been exploiting is that if we always follow the direction of the arrows, the direction of time, then not all nodes are connected. If we like we could add edges whenever there is such a path connected a late node to an earlier one, a process known as transitive completion. On the other hand we could remove as many edges as we can while leaving the causal relationships intact, a process known as transitive reduction. That is, if there is a path between two nodes in the network before transitive reduction, then there will still be a link afterwards.

What we have done (in *Transitive Reduction of Citation Networks*) is look at how real data from citation networks behaves after transitive reduction. What we find is that different types of citation network behave very differently. The citation network formed from academic papers taken from the arXiv repositoryand the network of US Supreme Court judgments both show that about 80% of the edges are not needed to retain all the causal relationships. On the other hand the patents network shows the opposite behaviour with all but 15% of edges being essential. The edges removed tend to be the citation to older papers. One interpretation is that academics and and judges may be citing well known early papers and judgments though their current work is only directly related to more recent documents. Perhaps some of these citations do not indicate the early work was needed but reflect other motivations, such as simple copying of popular papers or review in the field which at best only have general relevance. For academic papers this interpretation is supported by the work of Simkins and Roychowdhury In this sense unnecessarily.

The number of citations to a document after transitive reduction certainly gives us a different view of the importance of different documents. For instance paper hep-th/9802109 on the arXiv (*Gauge Theory Correlators** **from Non-Critical String Theor*y by Gubsner et al.) was cited by 1641 papers in the network, but only three citations remained after TR! On the other hand, paper hep-th/9905111 (*Large N Field Theories, String Theory** **and Gravity* by Aharony et al.) has also large number of citations in the raw data, 806, yet after transitive reduction it has 77, so retaining far more of its original citations. Perhaps information in the second paper was used more diversely.

We can find similar examples in the US Supreme Court citation network. The case *Schneider vs. New Jersey* (1939)’ has 144 citations in the original data but this drops to just just one after transitive reduction. *Stromberg vs. California* (1931) also falls from 132 citations to just one. Conversely, the case *Heller vs. New York* (1973) only shows a slight fall after transitive reduction, falling from from 68 to 48 citations and has the most citations in our reduced network. The second most cited case after transitive reduction is *Hamling vs. United States*, which drops from 68 to 38 citations. Wikipedia lists hundreds of Supreme Court cases but the last two are not famous enough to make the Wikipedia list. Our analysis suggests they may have more importance than a simple citation count would suggest. At the very least it might be be worth checking out documents that are highly cited in the essential.

Another way to look at citation networks is to see if we can define a dimension to the network. That is we can try to quantify how much variation there is in the citation process. A low dimension means that there are few directions , few distinct themes relevant for citation in a document. A high dimension indicates that there is a wide range of relevant but distinct directions from which a document will draw on for inspiration. What James Clough and I found (in *What is the dimension of citation space?*) is that we were often able to assign an interesting value for the dimension of our citation data. For academic papers, we found that different fields of research have different dimensions. For papers in the hep-th arXiv section (largely string theory) we found a low dimension of around 2 while for theoretical papers closely linked to particle physics experiments (hep-ph section) we found more variation as indicated by a higher dimension of 3. The quant-ph also around 3 while the astro-ph section had a slightly higher dimension of around 3.5. So clearly despite similarities in the main data using standard measures, our time-aware dimension measures show clear differences in the citation behaviour of different areas. String theory in particular seems to be a tightly knit collection of work with each work largely dependent on all the other work, few independent directions can be pursued. The US Supreme Court judgments were more complicated. Small samples (usually from modern judgments) showed a dimension of around 2.5 to 3 but larger samples, typically ranging from modern to the earliest judgments, had lower dimensions, closer to 2. We interpreted this as reflecting the way that there were few early judgments compared to the number produced to day. So that the further back we traced in time to find the influence of judgments on recent ones, the smaller the variation. Perhaps that is not so surprising and we might expect a similar shape if we could follow scientific papers back to the 18th century! patents on the other hand showed a much higher dimension though again these were involved.

It is clear from just the few studies we have made that time makes a crucial difference to the structure of a network. We have tried a few new measures adapted to take account of time and in doing so we have thrown up some intriguing features in real data. There is surely much more to find when networks are embedded in time.

**References**

Clough, J.R. & Evans, T.S. *What is the dimension of citation space?*, arXiv:1408.1274

Clough, J. R.; Gollings, J.; Loach, T. V. & Evans, T. S., *Transitive Reduction of Citation Networks*, J.Complex Networks to appear 2014, arXiv:1310.8224 DOI: 10.1093/comnet/cnu039 (open access)

Dowker, F. *Causal sets as discrete spacetime*, 2006. Contemporary Physics, **47**, 1-9

Holme, P. & Saramäki, J. 2012. *Temporal Networks* Physics Reports, **519**, 97-125

Simkin M.V. and Roychowdhury V.P., 2003. *Read before you cite!* Complex Systems **14** 269-274